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17011 Lincoln Avenue, Suite #433
Parker, Colorado 80134
Tel: 732.921.2316
Email: info@regulatoryridge.com

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Financial Crimes Enforcement Network (FinCEN)
Financial Industry Regulatory Authority (FINRA)
Municipal Securities Rulemaking Board (MSRB)
N.A. Securities Administrators Association (NASAA)

National Futures Association (NFA)
Office of Foreign Assets Control (OFAC)
U.S. Commodity Futures Trading Commission (CFTC)
U.S. Securities and Exchange Commission (SEC)

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2014